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Why A Court Of Appeals Win For FINRA Leaves The Regulator Weakened

December 13, 2024

A recent court ruling says FINRA can no longer shut down broker-dealers on its own and now requires SEC approval. That’s good news for unscrupulous brokerages,…

Quebec’s legal battle between CNQ and title insurers leaves brokers and homeowners in limbo ahead of mortgage renewal wave

November 26, 2024

Last year, the province’s notary regulator—la Chambre des notaires du Québec, or CNQ—sparked confusion by claiming that residents are legally restricted from engaging with the country’s…

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Browsing: leaves

Why A Court Of Appeals Win For FINRA Leaves The Regulator Weakened

Quebec’s legal battle between CNQ and title insurers leaves brokers and homeowners in limbo ahead of mortgage renewal wave

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